November 2012 . The Securities and Exchange Commission (the “SEC” or the “Commission”) has expressed no view on the contents of this Risk Alert. This guide is for promoters of financial products, financial advice services, credit products and credit services, and publishers of advertising for these products and services.

It contains good practice guidance to help promoters comply with their legal obligations not to make false or misleading statements or engage in misleading or deceptive conduct. 2. Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. The Securities Commission Malaysia (SC) has issued new Guidelines on Advertising for Capital Market Products and Related Services (Guidelines) to promote responsible advertising of capital markets products and services and encourage greater use of digital channels.. News Releases. Are you looking for proceedings, decisions and orders ? Guidance and Resources for Tech Companies Cooperative Capital Markets Regulatory System News and Publications Understanding Your BCSC Compliance Examination. See also. We facilitate a vibrant and collaborative environment which generates and protects wealth, and creates value for all. In addition, truth-in-advertising standards apply if you sell computers, software, apps, or other products or services. Effective 4 May 2020, product issuers, Recognized Market Operators, persons undertaking regulated activities and capital … This Risk Alert reflects issues identified in deficiency letters from over 1,000 adviser examinations.

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promote confidence. Advertising Guidelines Applicable to Collective Investment Schemes Authorized under the Product Codes DEFINITIONS Unless otherwise defined, words and expressions used in this set of Advertising Guidelines are as defined in the Securities and Futures Ordinance (Cap 571) (the “SFO”) and the following codes, as appropriate: The U.S. Securities and Exchange Commission (SEC) has published an investment contract framework for digital assets, which is intended to give crypto companies guidance as to whether a cryptocurrency is a security. Opening remarks by James Shipton, Chair, Australian Securities and Investments Commission, to the Financial Services Institute of Australasia ... 19 May 2020 - ARTICLE Finding and consolidating ‘lost’ superannuation While there are important benefits, ASIC flags some of the risks.

PETALING JAYA: The Securities Commission Malaysia (SC) issued today new guidelines on advertising for capital market products and related services to … The Securities Commission Malaysia, abbreviated SC, a statutory body entrusted with the responsibility of regulating and systematically developing the capital markets in Malaysia. This document was prepared by SEC staff and is not legal advice. May 21, 2020 2020/47 BCSC returns money to fraud victim ; May 21, 2020 2020/46 Canadian securities regulators provide update to investors in response to COVID-19 Acts.

If you advertise online, remember the rules and guidelines that protect consumers also help businesses by maintaining the credibility of the Internet as a marketing medium. May 21, 2020 2020/47 BCSC returns money to fraud victim ; May 21, 2020 2020/46 Canadian securities regulators provide update to investors in response to … KUALA LUMPUR, May 4 — The Securities Commission Malaysia (SC) has issued “Guidelines on Advertising for Capital Market Products and Related Services” to promote responsible advertising and encourage greater use of digital channels. Advertising financial products and services (including credit): Good practice guidance .