Related Links. Summary: The Federal Financial Institutions Examination Council (FFIEC) is updating several sections and related examination procedures in the FFIEC Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual.
Senior Deputy Comptroller for Bank Supervision Policy. View and download the FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Procedures. Customer Due Diligence — Overview. Select one or more Institutions and click on Add to List button or Search Again. Phrase searches using quotation marks are useful when searching for specific titles or names. Certain characters — like hyphens, slashes, periods, equal signs, and apostrophes — serve as phrase connectors. Bank Secrecy Act/Anti-Money Laundering Examination Manual Update Printable Format: FIL-44-2020 - PDF (). d Assess the bank’s compliance with the regulatory requirements for customer due diligence (CDD). FFIEC includes five banking regulators—the Federal Reserve Board of Governors (FRB), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller of the Currency (OCC), and the Consumer Financial Protection Bureau (CFPB).. History. Phrase connectors work like quotes because they join your search words in the same way double quotes join your search words. Federal Deposit Insurance Corporation Each depositor insured to at least $250,000 per insured bank Composition. Objective. When a bank has recently purchased or merged with another bank, examiners should obtain SARs, CTRs, and CTR exemptions data on the acquired bank. [6] If a bank merges with a non-bank financial institution covered by BSA filing obligations (such as an insurance company, a money services business, or a broker-dealer), the examiner should obtain relevant filings from FinCEN Query. Search Results - Select Institution Names.